BCOM Securities, LLC has developed a Business
Continuity Plan on how we will respond to events that significantly disrupt our business. Since
the timing and impact of disasters and disruptions is unpredictable, we will have to be flexible
in responding to actual events as they occur. With that in mind, we are providing you with this
information on our business continuity plan.
Our Business Continuity Plan
We plan to quickly recover and resume business operations after a significant business disruption
and respond by safeguarding our employees and property, making a financial and operational assessment,
protecting the firm’s books and records, and allowing our customers to transact business. In short,
our business continuity plan is designed to permit our firm to resume operations as quickly as possible,
given the scope and severity of the significant business disruption.
Our business continuity plan addresses: data back up and recovery; all mission
critical systems; financial and operational assessments; alternative communications with customers,
employees, and regulators; alternate physical location of employees; critical supplier, contractor,
bank and counter-party impact; and regulatory reporting.
Varying Disruptions
Significant business disruptions can vary in their scope, such as only our firm, a single building
housing our firm, the business district where our firm is located, the city where we are located,
or the whole region. Within each of these areas, the severity of the disruption can also vary from
minimal to severe. In a disruption to only our firm or a building housing our firm, we will transfer
our operations to a local site when needed and expect to recover and resume business within 24 hours.
In a disruption affecting our business district, city, or region, we will transfer our operations to
a site outside of the affected area, and recover and resume business within 48 hours. In either
situation, we plan to continue in business
and notify you through our web site www.bcominc.com how to contact us.
For more information
If you have questions about our business continuity planning, you can contact us at 305-375-0090.
Member FINRA/SIPC
www.finra.org
www.sipc.org
